Supervisory Analyst

Job Description:

Why Stifel

Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.

Let’s talk about how you can find your place here at Stifel, where success meets success.

What You'll Be Doing

The Supervisory Analyst will provide a high quality and timely review of all equity research products across a global platform, ensuring that all research is compliant with FINRA, FCA, CIRO and jurisdictional rules and regulations and Stifel company policies and procedures.

*This position is fully remote and requires working Sunday through Thursday, 4:00 PM to 12:00 AM.

What We're Looking For

• Reviews all research intended for the public including but not limited to Firstcall notes, reports, marketing presentations/other presentations, invitations, weeklies, public appearances, podcasts/webcasts and the Research Monthly.
• Reviews include editing and compliance oversight of research to adhere to FINRA, FCA, CIRO and jurisdictional rules and regulations, as well as company policies, before approval and release to the public.
• Ensures timely release of all research publications.
• Engages in weekly/monthly team meetings which may occur outside of assigned work schedule.
• Performs other related duties as assigned.

What You'll Bring

• Knowledge and experience editing securities documents.
• Strong financial services background.
• Strong knowledge of FINRA rules and regulations required. FCA, FINMA and CIRO knowledge helpful, not required.
• Good interpersonal interaction and able to work well with others as part of a team or independently.
• Effective communication skills and able to relay information well in both written and verbal form.
• Able to manage priorities in order to meet tight deadlines.
• Detail oriented.
• Exhibits good judgement in decision making.

Education & Experience

• Minimum Required: Bachelor’s Degree in related field
• Minimum Required: 6 years' of Supervisory Analyst related experience

Licenses & Credentials

• Minimum Required: FINRA Series 16 or 24 and FINRA series 87.

Systems & Technology

• Proficient in Microsoft Word, Excel, PowerPoint, Outlook

About Stifel

Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success.

At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.