Project Manager - LOPR Reporting
Apply NowLocation:
New York, NY, US
Company:
G MASS is a consultancy supporting businesses in trading and regulatory compliance initiatives.
Summary:
The Project Manager will drive compliance efforts for Large Options Positions Reporting, collaborating with various teams to ensure regulatory adherence. Experience in regulatory reporting and strong knowledge of options regulations are key requirements for this role.
Job Description:
Description
We’re partnering with a global trading firm to support a key regulatory initiative centred on Large Options Positions Reporting (LOPR), as required by FINRA. They’re looking for a sharp and delivery-focused Project Manager / Business Analyst to help drive compliance efforts related to daily options reporting across OTC and exchange-traded positions.
This is a high-impact role interfacing with Compliance, Risk, Operations, and Technology teams to ensure full and accurate adherence to LOPR standards.
Key Responsibilities
- Own the analysis and delivery of LOPR-related reporting and system enhancements
- Interpret FINRA’s LOPR requirements, including position thresholds, “in concert” rules, and reporting cadence
- Assess current state vs. target operating models for regulatory reporting
- Translate regulatory expectations into detailed business and technical requirements
- Partner with tech and data teams to ensure accurate capture of all required LOPR data (symbol, strike, expiry, size, account grouping)
- Manage UAT planning and execution for LOPR changes
- Report on progress, risks, and issues to stakeholders across Compliance, Legal, and Operations
- Ensure readiness for audit and regulatory inquiry
Requirements
- Experience in regulatory reporting or compliance projects within capital markets
- Strong working knowledge of LOPR, FINRA, and U.S. options regulations
- Familiarity with derivatives (especially listed options) and position limit reporting
- Ability to work with large data sets and regulatory systems (e.g., DTCC, internal LOPR feeds)
- Excellent analytical, documentation, and stakeholder engagement skills
- Experience delivering cross-functional change projects across business and tech teams
- Prior experience with a trading firm, broker-dealer, or regulatory consultancy preferred
Benefits
Initial 6-month contract, with the expectation to be extended or to be made permanent with the end client. Paying up to $1,000 per day.
