Paralegal - Investment Management & Securities
Boost your chances before you apply.
STARK & STARK P C
NJ
Summary
The paralegal will provide substantive legal and administrative support to the Investment Management & Securities group, including assisting with compliance programs and regulatory filings. Responsibilities also include managing client correspondence, maintaining digital files, and tracking key compliance deadlines.
Job Description
Job Details: Job Location: Hamilton Office - Hamilton, NJ, Salary Range: $60000.00 - $80000.00Salary, Stark & Stark is actively hiring a Paralegal for our Investment Management & Securities practice in our Hamilton, NJ office. In this full-time, on-site role, you'll work closely with attorneys and clients to deliver excellent results for the people and businesses we represent. If you're ready to do challenging work in a fast-paced, collegial environment, we want to hear from you.
Responsibilities:
Assist in the execution and tracking of the Firm’s annual compliance program.
Generate and maintain reports related to compliance and client matters.
Monitor and track key compliance program tasks and deadlines.
Assist with the preparation and filing of client regulatory documents, including Form ADV, Forms U4 & U5, and Policies and Procedures manuals.
Answer and direct phone calls in a courteous and professional manner.
Draft, edit, and manage client correspondence.
Review and organize client email archives and relevant communications.
Organize, maintain, and update digital client files.
Handle other responsibilities as directed.
Qualifications:
Bachelor's degree, Associate's degree, or Paralegal Certificate required.
3-5 years of experience in financial services, law, or related field (preferred).
Proficient in Microsoft Office, especially Excel.
Strong numeracy, analytical, and organizational skills with high attention to detail.
Familiar with financial/investment terminology.
Quick learner with ability to master new software.
Reliable self-starter with strong work ethic and follow-through.
Able to multitask, prioritize, and perform under pressure.
Team-oriented with professional client interaction skills.
Compensation & Benefits
Stark & Stark is committed to the health and well-being of its staff members. The firm offers a full range of benefits, including medical, prescription, dental and vision coverage. The firm also provides generous paid time off, life insurance, accidental death and dismemberment, disability benefits and 401(k) plan with firm contributions.
Compensation will be determined based on multiple factors, including candidate experience, qualifications, accomplishments, and location. Employees may also be eligible for annual performance-based merit increases rewarding individual and firm achievements.
*No calls or emails from staffing agencies or recruiters, please. Unsolicited resumes from search firms will not be considered when no contract is in place.
Equal Opportunity Employer
Stark & Stark’s policy is to make employment decisions based on merit, ability, and competence. Except where required by law, employment practices shall not be influenced or affected by an applicant’s or staff member’s race, color, religion, sex, national origin, age, or any other characteristic provided by law. Qualified minorities, females, veterans, and attorneys with disabilities are encouraged to apply. It is also our policy to provide a work environment that is free of harassment of any kind, including that which is sexual, age-related, or ethnic.
Mansfield Rule
As part of its continued efforts to actively recruit and advance the recruitment, development, and promotion of diverse lawyers Stark & Stark is participating in Diversity Lab’s Midsize Mansfield Rule initiative. The Mansfield Rule is named for Arabella Mansfield, the first woman admitted to practice law in the United States. It measures whether law firms affirmatively consider diverse lawyers for hiring, advancement, and significant leadership roles.
Under this initiative, we strive for a candidate pool consisting of at least 30% women, attorneys from underrepresented racial and/or ethnic groups, lawyers with disabilities, and/or LGBTQ+ attorneys. The Mansfield Rule initiative also includes a commitment by Stark & Stark to be transparent in our internal governance, particularly with our selection guidelines and job descriptions for firm management roles and committees.
Since 1933, Stark & Stark has developed innovative legal solutions to meet our clients’ needs. More than 100 attorneys, over 30 practice areas, and a philosophy of putting the law to work for our clients is the basis from which we build and maintain our practice.
Our Client Relationships
At Stark & Stark, we understand the importance of client relationships and recognize that those relationships have made us who we are today. Boasting one of the oldest law practices in New Jersey, Stark & Stark offers a full range of legal services for businesses and individuals. After more than 85 years, our attorneys continue to deliver practical, efficient solutions to clients in New Jersey, Pennsylvania, New York and throughout the United States. Our attorneys are supported by a staff in excess of 200, all of whom are dedicated to providing the highest level of service to each client.
Our clients place considerable confidence in us and we take great pride in helping them achieve their goals. As we continue to explore new approaches to serving our clients and seek out new opportunities to expand our practice, our commitment remains steadfast: to provide effective legal solutions that not only emphasize the best interests of our clients, but also demonstrates the uncommon value of our service.
Our Work in the Community
Giving back to our communities is a tradition that Stark & Stark takes very seriously. Simply put, we believe it is the right thing to do. Whether individually or collectively, members of our firm (attorneys and staff) donate their time and resources for scores of community programs and philanthropic organizations. Many of our attorneys and staff are also active as board members and maintain leadership roles in the community.
Founded
1933
Company size
201-500 employees
Industry
Legal Services
Org type
Privately Held
Headquarters
Hamilton, NJ
Since 1933, Stark & Stark has developed innovative legal solutions to meet our clients’ needs. More than 100 attorneys, over 30 practice areas, and a philosophy of putting the law to work for our clients is the basis from which we build and maintain our practice.
Our Client Relationships
At Stark & Stark, we understand the importance of client relationships and recognize that those relationships have made us who we are today. Boasting one of the oldest law practices in New Jersey, Stark & Stark offers a full range of legal services for businesses and individuals. After more than 85 years, our attorneys continue to deliver practical, efficient solutions to clients in New Jersey, Pennsylvania, New York and throughout the United States. Our attorneys are supported by a staff in excess of 200, all of whom are dedicated to providing the highest level of service to each client.
Our clients place considerable confidence in us and we take great pride in helping them achieve their goals. As we continue to explore new approaches to serving our clients and seek out new opportunities to expand our practice, our commitment remains steadfast: to provide effective legal solutions that not only emphasize the best interests of our clients, but also demonstrates the uncommon value of our service.
Our Work in the Community
Giving back to our communities is a tradition that Stark & Stark takes very seriously. Simply put, we believe it is the right thing to do. Whether individually or collectively, members of our firm (attorneys and staff) donate their time and resources for scores of community programs and philanthropic organizations. Many of our attorneys and staff are also active as board members and maintain leadership roles in the community.
Founded
1933
Company size
201-500 employees
Industry
Legal Services
Org type
Privately Held
Headquarters
Hamilton, NJ