Compliance Audit Manager
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LEGACY PROFESSIONALS LLP
Westchester, IL, US
Summary
The Compliance Audit Manager leads the planning, execution, and oversight of compliance audit engagements for fringe benefit funds. This role involves managing audit staff, ensuring adherence to collective bargaining agreements, and serving as a liaison between internal teams and clients.
Job Description
Job Details: Job Location: Illinois - Westchester, IL, Salary Range: $80000.00 - $100000.00Salary, About Us:
We are a Chicagoland-based CPA firm with offices in Westchester, IL, Edina, MN and Schererville, IN. Our firm specializes in audit, accounting and tax services to employee benefit plans, labor organizations, not-for-profits organizations and governmental entities. We value our employees and offer a hybrid work environment to ensure a healthy work/life balance. Interns will have the opportunity to work from employer locations, Legacy offices and remotely, as scheduling allows.
Position Overview:
The Compliance Audit Manager is responsible for leading the planning, execution, and oversight of compliance audit engagements for fringe benefit funds. This role ensures employers are accurately reporting and contributing in accordance with Collective Bargaining Agreements and related plan documents.
The Manager oversees multiple engagements of varying complexity while maintaining audit quality, consistency, and timeliness. This position also manages and develops audit staff, coordinates workflow, and serves as a key liaison between internal teams, fund offices, and legal counsel.
Success in this role requires balancing audit quality with operational efficiency, including effective use of resources, technology, and audit tools to continuously improve processes and outcomes.
Job Responsibilities:
Oversee all phases of compliance audit engagements from planning through final report issuance
Review complex or high-risk audits to ensure accuracy, completeness, and adherence to fund requirements and collection policies
Assign and manage audit workload across staff to ensure timely completion and proper resource utilization
Supervise, mentor, and develop audit staff, including performance feedback, coaching, and training
Monitor engagement progress, deadlines, and overall team productivity
Identify issues requiring expanded scope or escalation and coordinate with fund office, collections, and legal counsel as needed
Serve as a primary point of contact for employers, addressing questions, discrepancies, and sensitive matters professionally
Prepare and review billing related to audit engagements
Analyze performance metrics and identify trends to improve audit effectiveness and coverage
Support process improvements, including implementation of audit tools, automation, and standardized procedures
Contribute to the development of audit practices, training materials, and long-term departmental strategies
Qualifications
Bachelor’s degree in Accounting, Finance, Business Administration, or a related field required
Minimum of six years of compliance audit experience, preferably within union, fringe benefit fund, or payroll-based environments
Proven experience managing audit teams and reviewing complex engagements
Strong understanding of Collective Bargaining Agreements, collection policies, and related plan documents
Advanced proficiency in Microsoft Excel and familiarity with audit/data analysis tools
Excellent analytical, problem-solving, and organizational skills with the ability to manage multiple priorities
Strong written and verbal communication skills, including the ability to present findings and handle sensitive discussions
Demonstrated leadership, decision-making, and accountability
Detail-oriented with the ability to manage multiple engagements in a deadline-driven environment
Valid driver’s license and reliable transportation required; local and occasional out-of-state travel required
Benefits
Great opportunity for growth within the firm
Opportunity to work closely with entire compliance audit department
Competitive benefits package including vacation time, sick leave, holidays, medical, dental, vision, 401(k), long/short-term disability, life insurance and a flexible spending account program
Paid Parental leave
Dress for your day attire – jeans in the office and professional attire at clients
Reimbursement for CFE review course and exam fees
Bonus when successfully completing the CFE exam
Payment for professional membership costs
Employee referral bonus
Fun firm sponsored social events
Qualifications:
Legacy Professionals LLP, headquartered in Westchester, IL, with offices in Schererville, IN, and Edina, MN, is a Certified Public Accounting firm serving clients nationwide. The Firm specializes in audit and tax services for employee benefit plans, labor organizations, nonprofits, and other entities across 36 states. Their offerings include payroll compliance audits and a dedicated Client Accounting & Advisory Services (CAAS) team for outsourced accounting and advisory needs.
Founded in 2003, Legacy Professionals is built on a tradition of excellence in providing niche-focused audit, accounting, and compliance services. Its third-generation leadership remains committed to the founders' vision of delivering high-quality, specialized services. The Firm’s mission is underpinned by core values of integrity, honesty, and objectivity, ensuring client success drives their own.
Legacy’s expertise spans employee benefit plans, including Taft-Hartley and single-employer plans such as pension, health and welfare, and 401(k) plans. They also serve labor organizations, nonprofits, and small to medium-sized businesses. Their accounting and audit services include audits, reviews, tax and compliance services, payroll compliance audits, and outsourced accounting support. In tax services, the Firm excels in preparation, planning, payroll tax filings, and representation before governmental agencies.
Notable for its client care and industry expertise, Legacy has grown to 35 partners and principals as of January 2025. The Firm’s professionals frequently contribute as speakers at prominent industry conferences. Legacy also prioritizes community impact through initiatives like the Donna A. Hubert Memorial Scholarship Fund, which supports women pursuing accounting careers in Illinois, Indiana, and Minnesota.
Contact Julie Tucek for more information about Legacy. Julie can be reached at [email protected] or at 312-384-4292.
Founded
2003
Company size
51-200 employees
Industry
Accounting
Org type
Partnership
Headquarters
Westchester, Illinois
Legacy Professionals LLP, headquartered in Westchester, IL, with offices in Schererville, IN, and Edina, MN, is a Certified Public Accounting firm serving clients nationwide. The Firm specializes in audit and tax services for employee benefit plans, labor organizations, nonprofits, and other entities across 36 states. Their offerings include payroll compliance audits and a dedicated Client Accounting & Advisory Services (CAAS) team for outsourced accounting and advisory needs.
Founded in 2003, Legacy Professionals is built on a tradition of excellence in providing niche-focused audit, accounting, and compliance services. Its third-generation leadership remains committed to the founders' vision of delivering high-quality, specialized services. The Firm’s mission is underpinned by core values of integrity, honesty, and objectivity, ensuring client success drives their own.
Legacy’s expertise spans employee benefit plans, including Taft-Hartley and single-employer plans such as pension, health and welfare, and 401(k) plans. They also serve labor organizations, nonprofits, and small to medium-sized businesses. Their accounting and audit services include audits, reviews, tax and compliance services, payroll compliance audits, and outsourced accounting support. In tax services, the Firm excels in preparation, planning, payroll tax filings, and representation before governmental agencies.
Notable for its client care and industry expertise, Legacy has grown to 35 partners and principals as of January 2025. The Firm’s professionals frequently contribute as speakers at prominent industry conferences. Legacy also prioritizes community impact through initiatives like the Donna A. Hubert Memorial Scholarship Fund, which supports women pursuing accounting careers in Illinois, Indiana, and Minnesota.
Contact Julie Tucek for more information about Legacy. Julie can be reached at [email protected] or at 312-384-4292.
Founded
2003
Company size
51-200 employees
Industry
Accounting
Org type
Partnership
Headquarters
Westchester, Illinois